The Daily Brief

Vanguard adds a fixed income ETF to its ESG product suite.

NASAA's annual enforcement survey found a 23% jump in investigations and a 33% increase in enforcement actions in 2019.

Raymond James Financial told investors Wednesday that money in its fee-based wealth management accounts rose to a record $483.1 billion in August.

Flush with Silicon Valley cash, Vise is building out its executive and advisory teams.

The digital advice firm plans to use the funding to scale up operations.

LPL advisor EJ Pipkin survived a massive heart attack due to the quick response of his colleagues.

Voya Financial will provide record-keeping and ancillary services for over 300,000 state and local government employees in Washington state.

A Federal Reserve report lends credence to a K-shaped recovery.

First Affirmative Financial Network, the $1 billion AUM Colorado RIA that Goldman Sachs picked up in its deal for Folio Financial, was spun off this week.

Merchant Investment Management said it has taken a minority stake in Newport Beach, Calif.-based RIA Corient Capital Partners, which boasts $3.1 billion in AUM.