The Daily Brief

The wealth management-focused analytics and charting firm now finds itself with capital for growth and acquisitions.

Bidding was 'solid' at the Christie's contemporary art auction—a mix of virtual and in-person proceedings at Rockefeller Center.

Larry Sprung, based in Hauppauge, N.Y., and managing $58 million in client assets, will join Carson Group as a partner.

Jeff Dekko's Wealth Enhancement Group said Thursday that it has acquired its second New York RIA in a month, 10-15 Associates, with $933 Million in AUM.

GreenState Wealth Management will partner with LPL's Institution Services platform and align with Financial Resources Group Investment Services.

The fixed income fund is designed to give investors a weekly dividend—every Friday.

According to the SEC complaint, the famous computer programmer failed to disclose that he was being compensated for touting certain offerings to his hundreds of thousands of Twitter followers.

A series of promotions means a new chief investment officer and the company's first Black woman leader of risk product lines and annuities.

Gerald A. Eaton pleaded guilty to stealing client funds and faces up to 20 years in prison.

Reason Financial, headed by Steve Pollock and Sean Storck, will join LPL from Avantax Wealth Management.