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Diana Britton Managing Editor WealthManagement.com

Diana Britton, Moderator

Managing Editor, WealthManagement.com

Diana Britton is the Managing Editor of WealthManagement.com, covering covering independent broker/dealers and RIAs from all angles. She's also the host of The Healthy Advisor, a podcast focused on advisor health and wellbeing. A native of Los Angeles, she now lives in Rocklin, Calif.

Latest from Diana Britton, Moderator

SEC building
Regulation & Compliance
SEC Charges Pennsylvania Advisor Who Used Client Funds on Country Club DuesSEC Charges Pennsylvania Advisor Who Used Client Funds on Country Club Dues
byDiana Britton, Moderator
Jan 17, 2025
2 Min Read
sec-seal-new.jpg
Regulation & Compliance
Wells Fargo, Merrill Lynch Pay $60M to Settle Cash Sweep ChargesWells Fargo, Merrill Lynch Pay $60M to Settle Cash Sweep Charges
byDiana Britton, Moderator
Jan 17, 2025
3 Min Read

All from Diana Britton, Moderator

advisors and money
Insights & Analysis
Cerulli: Advisor Headcount Stagnates
Cerulli: Advisor Headcount Stagnates
Jan 16, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
Nick Graham
RIA
Cambridge CTO Nick Graham Quietly Departs
Cambridge CTO Nick Graham Quietly Departs
Jan 16, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
SignalPoint Asset Management Managing Partner and CEO Jon Timson
RIA
Farther Recruits $650M Midwest RIA
Farther Recruits $650M Midwest RIA
Jan 15, 2025
|
1 Min Read
byDiana Britton, Moderator, Managing Editor
RetirementDNA Managing Partner Daniel Dubois
RIA
Integrated Recruits $1B Retirement Plan-Focused Firm
Integrated Recruits $1B Retirement Plan-Focused Firm
Jan 15, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
Mariner office RIA news
RIA
Mariner Adds $1B in AUA in Triple Deal
Mariner Adds $1B in AUA in Triple Deal
Jan 14, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
Spencer and Todd Knickerbocker Stonebrook Privagte
RIA
Elevation Point Stakes $750M Michigan RIA
Elevation Point Stakes $750M Michigan RIA
Jan 14, 2025
|
1 Min Read
byDiana Britton, Moderator, Managing Editor
Adrian Cronje, CEO, and Robert Balentine, Chairman of Balentine
RIA
$8B Balentine Sells 20% Stake to FJ Management
$8B Balentine Sells 20% Stake to FJ Management
Jan 14, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
MAI Capital Management''s office.
RIA
MAI Acquires $662M California Firm
MAI Acquires $662M California Firm
Jan 13, 2025
|
1 Min Read
byDiana Britton, Moderator, Managing Editor
Carson Wealth Debra Taylor RIA news
RIA
Carson Launches Tax Strategy With Acquisition of $385M RIA
Carson Launches Tax Strategy With Acquisition of $385M RIA
Jan 13, 2025
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2 Min Read
byDiana Britton, Moderator, Managing Editor
Focus Financial new website
RIA
Focus Financial Partners Rebrands Hub Firms
Focus Financial Partners Rebrands Hub Firms
Jan 13, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
snowden-lane-office-doorway.jpg
RIA
Snowden Lane Claws Back Majority Stake from Private Equity Owner
Snowden Lane Claws Back Majority Stake from Private Equity Owner
Jan 10, 2025
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2 Min Read
byDiana Britton, Moderator, Managing Editor
captrust
RIA
Captrust Snags $300M Houston RIA
Captrust Snags $300M Houston RIA
Jan 10, 2025
|
1 Min Read
byDiana Britton, Moderator, Managing Editor
Scott MacKillop
WealthTech
First Ascent Founder Scott MacKillop Leaves GeoWealth
First Ascent Founder Scott MacKillop Leaves GeoWealth
Jan 9, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
Prio Wealth Cerity partners RIA news
RIA
Cerity Acquires $4.1B Boston RIA
Cerity Acquires $4.1B Boston RIA
Jan 9, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Mariner Wealth office
RIA
Mariner Adds $292B Institutional Consulting Firm
Mariner Adds $292B Institutional Consulting Firm
Jan 9, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
Coldstream Wealth Management
RIA
Coldstream Merges with Accounting Firm and RIA in Its Backyard
Coldstream Merges with Accounting Firm and RIA in Its Backyard
Jan 9, 2025
|
2 Min Read
byDiana Britton, Moderator, Managing Editor
Savvy Wealth CEO and co-founder Ritik Malhotra
RIA
Savvy Adds Four Advisors, Pushing AUM Over $1B
Savvy Adds Four Advisors, Pushing AUM Over $1B
Jan 9, 2025
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2 Min Read
byDiana Britton, Moderator, Managing Editor
EP Wealth headquarters office RIA news
RIA
EP Wealth Acquires $1.6B Michigan Firm
EP Wealth Acquires $1.6B Michigan Firm
Jan 8, 2025
|
1 Min Read
byDiana Britton, Moderator, Managing Editor
Healthy Advisor Podcast Michelle Begina Snowden Lane
Professional Development
The Healthy Advisor: Betrayal on the Dock and the Road to Financial Independence With Michelle Begina
The Healthy Advisor: Betrayal on the Dock and the Road to Financial Independence With Michelle Begina
Jan 8, 2025
byDiana Britton, Moderator, Managing Editor
Tim Tallach Homrich Berg
RIA
$18B Homrich Berg Brings in Leader of Family Office Services
$18B Homrich Berg Brings in Leader of Family Office Services
Jan 6, 2025
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2 Min Read
byDiana Britton, Moderator, Managing Editor
John Thiel
RIA
John Thiel’s New RIA Adds First Advisor Team
John Thiel’s New RIA Adds First Advisor Team
Jan 3, 2025
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2 Min Read
byDiana Britton, Moderator, Managing Editor
sec-seal-new.jpg
Regulation & Compliance
SEC: California RIA's 'Portfolio Shield' Performance Claim Violated Marketing Rules
SEC: California RIA's 'Portfolio Shield' Performance Claim Violated Marketing Rules
Jan 3, 2025
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2 Min Read
byDiana Britton, Moderator, Managing Editor
Raymond James office
Industry News & Trends
Raymond James Adds $400M Alabama Advisor to Independent Division
Raymond James Adds $400M Alabama Advisor to Independent Division
Jan 2, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Diane Buordo The Humphreys Group RIA merger
RIA
Two Bay Area Firms Merge to Create Nearly $500M RIA
Two Bay Area Firms Merge to Create Nearly $500M RIA
Jan 2, 2025
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1 Min Read
byDiana Britton, Moderator, Managing Editor
Lisa Salvi Schwab Advisor Services
RIA
2025 Outlook Q&A: RIAs to Focus on Organic Growth
2025 Outlook Q&A: RIAs to Focus on Organic Growth
Dec 23, 2024
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12 Min Read
byDiana Britton, Moderator, Managing Editor
Todd Mackay president of cetera solutions
RIA
Cetera Names Todd Mackay President of Cetera Wealth Management
Cetera Names Todd Mackay President of Cetera Wealth Management
Dec 20, 2024
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1 Min Read
byDiana Britton, Moderator, Managing Editor
floating money handshake M&A
RIA
2024 RIA M&A Activity Sets Deal Record
2024 RIA M&A Activity Sets Deal Record
Dec 19, 2024
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2 Min Read
byDiana Britton, Moderator, Managing Editor
David Montgomery concurrent
RIA
Concurrent Snags OneDigital Exec to Lead Retirement Division
Concurrent Snags OneDigital Exec to Lead Retirement Division
Dec 19, 2024
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2 Min Read
byDiana Britton, Moderator, Managing Editor
captrust
RIA
Captrust Adds $1.97B in Double Deal
Captrust Adds $1.97B in Double Deal
Dec 19, 2024
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2 Min Read
byDiana Britton, Moderator, Managing Editor
Summit Financial Office RIA news
RIA
Summit Stakes $1.3B North Carolina RIA
Summit Stakes $1.3B North Carolina RIA
Dec 18, 2024
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2 Min Read
byDiana Britton, Moderator, Managing Editor
business growth financial data
RIA Edge
Eight Takeaways From the 2024 Driving Firm Growth Study
Eight Takeaways From the 2024 Driving Firm Growth Study
Dec 18, 2024
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9 Slides
byDiana Britton, Moderator, Managing Editor
cerity-partners.jpeg
RIA
Cerity Acquires California Accounting Firm
Cerity Acquires California Accounting Firm
Dec 17, 2024
|
1 Min Read
byDiana Britton, Moderator, Managing Editor
H.M. Payson & Co. office Corient RIA news
RIA
Corient Makes a Splash with $7.9B Maine RIA Deal
Corient Makes a Splash with $7.9B Maine RIA Deal
Dec 17, 2024
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1 Min Read
byDiana Britton, Moderator, Managing Editor

Latest news

SEC building
Regulation & Compliance
Former SEC Crypto Policy Advisor Worries Commission’s Approach Will Harm Investors
Former SEC Crypto Advisor Worries Commission’s Approach Will Harm Investors

Feb 21, 2025

Daymond John speaking at the Advyzon conference
Diversity & Inclusion
Representation, Tech and the Future of Financial Services: My Advyzon Experience
Representation, Tech and the Future of Financial Services: My Advyzon Experience

Feb 21, 2025

Department of Justice seal
Regulation & Compliance
Advisor Charged with Trying to Fabricate Evidence, Threaten Witnesses
Advisor Charged with Trying to Fabricate Evidence, Threaten Witnesses

Feb 21, 2025

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