Skip navigation
Menu

Rick Weinberg

Rick’s Recent activity

Getting Extra Support
Aug 01, 2000
Charles Faig, Prudential Securities, Short Hills, N.J.When a new manager took over the Prudential Securities branch in Short Hills, N.J., Charles Faig's business began to soar."This is not a knock on the old manager...
Finding the Right Firm
Aug 01, 2000
Candace Rey, First Union Securities, Burlington, N.C.When Candace Rey was in Hawaii with First Union Securities' Chairman's Circle this past year, she ran into some co-workers from her former employer. To say the...
Prudential Offers 'Prestige Analysts'
Aug 01, 2000
Prudential Investments has launched a new service called the Prestige Program that offers reps with wealthy clients a liaison to firm experts.Under the program, the firm pairs a "Prestige Analyst" with a broker or...
Consulting a Coach
Aug 01, 2000
Walter Cash, A.G. Edwards, Pine Bluff, Ark.Walter Cash's frustration with his business had peaked. So he sought some advice. He contacted John Hagedorn, vice president and manager of continuing education at A.G...
'Hog' Heaven
Jul 01, 2000
Pro Football Hall of Famer John Hannah, a broker with First Union Securities, replaced the thrill of sports with the excitement of the stock market.His face once graced the cover of Sports Illustrated accompanied with...
Salomon Smith Barney Cuts Fee Account Minimums
Jun 01, 2000
In May, Salomon Smith Barney dropped the minimum on its fee accounts to 50,000 dollars from 100,000 dollars. The change affects the firm's AssetOne nondiscretionary fee offering and its Consulting Group wrap accounts...
Prudential Securities Tests Advisor II Account
Jun 01, 2000
Prudential Securities in April began a pilot of a second version of its heavily marketed Advisor fee account. Advisor II drops the 24.95 dollars transaction charge levied on Advisor I trades and allows clients to...
Employment Disputes Continue to Decline
Jun 01, 2000
NASDR statistics reveal that the number of employment disputes decreased for the second straight year.According to data obtained by Securities Arbitration Commentator newsletter, 79 cases alleging wrongful termination...
Salomon Smith Barney Lands Illinois 529 Plan
Jun 01, 2000
After launching Scholars Choice, a 529 tax-advantaged college savings program with the state of Colorado, Salomon Smith Barney has linked up with Illinois to introduce a similar offering called BrightStart.SSB and...
PaineWebber's Sutton to Keynote SIA Conference
May 01, 2000
Mark Sutton, president of PaineWebber's retail unit, will deliver the keynote address at the SIA Financial Advisor Conference June 8-10 at the Drake Hotel in Chicago.The theme of the inaugural conference is ...
Load More