Skip navigation
Menu

Rick Weinberg

Rick’s Recent activity

Tripping Over Analysts' Feet. Or Your Own.
Dec 01, 2002
Every broker learns about the Prudent Man Rule when studying for the Series 7. That means, more or less, not to put all your eggs in one basket lest they end up on your face. John Tripi, a former Morgan Stanley broker...
Brokers Taking Hits from Surveys
Nov 06, 2002
Brokers continue to take hits for Wall Street's research conflicts and the sluggish market, according to two recent polls that show investors are not seeking advice from brokers.
Show Him the Money
Nov 01, 2002
When Terrell Owens of the San Francisco 49ers caught a 37-yard touchdown pass against the Seattle Seahawks on Oct. 14, strutted into the end zone for the game-winning score and reached into his sock for a pen, only...
Brokers React to Citi's Research Move
Nov 01, 2002
It was Smith Barney brokers who gave Sandy Weill the idea to hire Sallie Krawcheck, former head of Sanford C. Bernstein. Brokers had suggested that the Citigroup Chairman buy the independent research firm from...
All in the Family
Nov 01, 2002
Cases of brokers stealing from their clients are not unheard of. After all, former Lehman Brothers broker Frank Gruttadauria faces six to eight years in prison after pleading guilty to charges that he stole $125...
Load More