After selling its 150,000 discount brokerage online accounts today, Morgan Stanley made a bold statement to its 14,000 brokers: you’re important, you’re knowledge is valuable, and we...
Merrill Lynch is planning to roll out new account statements featuring graphics that better illustrate clients’ investment goals and how close they are to achieving them. Whether the current analyst...
Merrill Lynch Chairman and CEO David Komansky and President Stanley O’Neal made a firm-wide interoffice broadcast yesterday to brokers and other employees, telling them that the firm has been "tarnished"...
For anybody, earning a CIMA designation is a milestone. For Aaron Gabriel, it was much more. Passing it was proof that he had make a full recovery from a near-death experience. Two years ago, doctors told Gabriel, now...
Whom do you trust? That's what brokers are asking as they try to avoid the fate of fired UBS PaineWebber broker Chung Wu and still serve their clients.
