Patrick Donachie

The acquisition of CPIC International is EP Wealth's eighth since taking a minority investment from financial services holding company Wealth Partners Capital Group in July 2017.

The co-founder of XYPN Network worries that Skip Schweiss' dual roles at the Financial Planning Association and TD Ameritrade are a conflict, given the entities' diverging advocacy aims and financial ties.

Financial planners are more caught up in the day-to-day activities of running a business, rather than what’s ahead, according to a new survey by SEI and the Financial Planning Association.

The third-annual report from the regulatory agency cited common violations at FINRA firms, as well as typical tendencies that could potentially escalate into violations.

The two financial advisors with I.M. Wealth Care claimed LPL's tech options, including its ClientWorks platform, made it a logical partner.

The public charity's total for 2019 has hit $5.25 billion with more than two months remaining in the year, exceeding the previous year's all-time high.

The amended complaint follows an action filed in Denver in late August, charging Cetera with breaking its fiduciary duty to clients.

Allegedly, James Heafner of Taylor Capital Management invested funds from five retirees with a company charged by the SEC with defrauding thousands of investors.