Patrick Donachie

The proposed regulation follows the National Association of Insurance Commissioners' vote approving a model regulation for states to emulate.

The famous actor touted an initial coin offering from Bitcoiin2Gen in social media postings without telling followers that he was being compensated for his endorsement, according to the SEC.

The outreach program for compliance officers will be held this April at the SEC's Washington, D.C., headquarters.

As Reg BI’s implementation date approaches, firms are grappling with the Form CRS challenge of explaining themselves both briefly and clearly.

The deal with Visionary Wealth Management will make the 16-person team RBC's largest in the state.

One investor group argues the state’s final rule, going into effect March 6, has been significantly weakened to mirror some of the worst aspects of Reg BI. Meanwhile, industry groups are concerned with how fast the...

Several endowments reported that their total returns actually increased after incorporating sustainable investing strategies into their approach, according to a new report from the Intentional Endowments Network.

The Democratic candidate for President also proposed a 0.1% tax on all financial transactions as part of his campaign's financial reform proposals.