Kristen French

In an effort to speed up the arbitration process, NYSE Regulation proposed Wednesday that a single public arbitrator decide cases in which compensatory and punitive damages claimed are under $200,000.

For the first time, high-net-worth individuals are ranking the risk of unforeseen health care costs wiping out their accumulated assets as their top financial concern,

PIPE financings are on a tear this year.

Despite the big push for millionaire clients throughout the industry in recent years, average annual revenue per financial advisor for all firms has remained constant

Three major forces that will shape the industry in the years to come. Are you prepared?

Interview with Ralph Bryan of the Financial Strategies Group for Wachovia Securities

Ameriprise seems to be doing just fine without the backing of its former parent company, American Express. The firm had a good second quarter, meeting analyst consensus expectations, enjoying strong asset flows...

Wall Street’s retail brokerages managed to ride out a rocky couple of months in the equity market and still come out on top in the second quarter.