John Churchhill

Two financial-services giants, Goldman Sachs and UBS, have put their analysts to work on the outcome of the beautiful game's most anticipated event, the World Cup. The results? Two wildly different predictions.

Tom James built a tiny securities firm into a thriving mini-empire. But after nearly 40 years, will he soon step away from the helm of Raymond James Financial

Raymond James Financial's independent broker/dealer arm, Raymond James Financial Services, is handing out iPods to good recruiting prospects

For clients lucky enough to own land rich in natural beauty, they can save a bundle on taxes if they promise to basically preserve the property the way it is forever.

An NASD Arbitration panel awarded 32 retired Exxon employees a total of $22 million in damages for losses suffered when their broker put most of their savings in variable annuities and B-share mutual funds.

In reporting record first-quarter profits yesterday, UBS expressed interest in following up its recent acquisition of Piper Jaffray’s brokerage unit with more purchases

UBS has hired a prominent black Smith Barney broker.he move came as UBS was negotiating settlement of a class-action suit brought by two black employees who alleged that the firm has systematically discriminated...

Piper Jaffary is the latest wirehouse deal for a regional