John Churchhill

A look at four financial advisors turned politicians

Robert Reynolds, proposed by New England Patriots owner Robert Kraft, was one of five finalists seeking to succeed commish Paul Tagliabue

Former Credit Suisse investment banker Frank Quattrone is free to move about the securities industry.

After announcing its planned IPO of Ryan Beck in April, parent company BankAtlantic got the jitters and pulled back the offering in late July, citing poor market conditions and a terrible quarter.

Merrill Lynch has apparently decided it’s had enough of Hydie Sumner, a former broker who sued the firm successfully in 2004 for sexual discrimination.

The Pension Protection Act (PPA) that Congress passed at the start of the month—and which President Bush is expected to sign into law on Thursday—deals largely with the nation’s ailing pension system...

New York Stock Exchange Regulation handed down a $900,000 fine to A.G. Edwards today, marking the regulator’s first fine for abuses in fee-based accounts. The firm was also charged with failure to supervise...

The U.S. Senate passed the Pension Protection Act, which lawmakers hope will spur businesses to improve existing employer-sponsored retirement plans, on Thursday. There is also a special gift to financial advisors in...