Erick Bergquist

Tom Naratil, head of UBS Wealth Management Americas, and other executives, provided updates on several initiatives.

Bank of America Merrill Lynch has created a new Advisory Division under executive Eric Schimpf.

As RIA M&A activity returned to normal over the past few months, small firms are seeing higher valuations while sellers are pushing for deals to get signed before a possible Biden presidency

Raymond James Financial told investors Wednesday that money in its fee-based wealth management accounts rose to a record $483.1 billion in August.

First Affirmative Financial Network, the $1 billion AUM Colorado RIA that Goldman Sachs picked up in its deal for Folio Financial, was spun off this week.

Merchant Investment Management said it has taken a minority stake in Newport Beach, Calif.-based RIA Corient Capital Partners, which boasts $3.1 billion in AUM.

WEG hires two new executives to iterate on and improve technology and operations.

Leverty Financial Group, a newly formed RIA boasting $400 million in AUM, is the second team recruited from Northwestern Mutual in less than a year.