Last May, Paul Sikorski earned his degree from the School of Intestinal Fortitude when he and his two partners opened their own broker/dealer for business. The road to graduation was an arduous one, comprising a year of document gathering and...
Hydie Sumner, one of the remaining 50 or so registered reps who sued Merrill Lynch for gender discrimination, is expected to hear a decision from an arbitration panel within the next few weeks. Among remedies to her claims proposed by her lawyers...
It is 9:30, the market is opening and Jim Nasium is talking to his financial advisor, Stan Tahl, about his trading strategy for the day. The pair decides on a course of action, and Stan enters the required orders. Since the account is a commission...
Registered Rep. has begun accepting entries for its 24th annual Outstanding Broker Awards. Click here to get a copy of the entry form. (Completed forms should be faxed to 913 514-3890.) Entrants should meet the following criteria: A Minimum of...
