Growth can be a conundrum for many independent investment advisors: How to achieve it? How to manage it? How to survive it? It's the classic tale for today's financial advisory business. As a firm principal, you see the opportunities in front of...
When Bob McCann flew to Washington, D.C., on July 16 to meet with SEC Chairman Christopher Cox, it was a last-ditch effort to save fee-based brokerage accounts
Screen of the Week: Kevin Matras goes over a personal screen
he¹s been running since the market¹s set-back, and how it¹s generated some
great picks from a new top sector. Read about it now, and get five brand new
stock picks.
Artists have always needed wealthy patrons. Bet you didn’t know that UBS’s headquarters at 1285 Avenue of the Americas (bet. 51st and 52nd streets) in New York City also serves as an art gallery, featuring four art shows a year.
Merrill Lynch won big last week in the aggressive industry-wide recruiting war for top advisors. The firm recruited away from UBS a team of three producers, and their support staff, with $2.5 billion in assets under management and $5.5 million in...