January was a record month for mutual fund inflows—especially equity funds. But don’t get excited; the flows are likely due to one-off, temporary....More
Flows to stock funds are coming back this year, but it won't last: Just look at the last five years. And advisors are partly to blame for this "....More
Here's a fond look back at what it was like when assets were pouring into equity funds and out of bond funds, as well as what we can expect retail....More
In its annual year in review, FINRA pats itself on the back for the number of regulatory referrals to the SEC and other agencies. Is FINRA trying to....More
A former broker’s case against FINRA was dismissed by the United States Court of Appeals Wednesday, but the case just goes to show that bad firms can....More
Hoping to meet some promising prospects at a New Year’s Eve party? Think again. Most millionaires plan to stay at home on New Year’s Eve, according....More
Dec. 21 is a critical day in the fiscal cliff talks, as Congress is unlikely to vote on anything between Christmas and New Year’s. Here’s what some....More