News

Wealth Management industry news covering the financial markets, trends and wealth professionals.
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Highlights

Rupert Murdoch’s Unsuccessful Attempt to Amend Family Trust

Dec 20, 2024

A Nevada probate commissioner rejected the proposed modification.

FINRA Fines Edward Jones, Osaic, Cambridge $8.2M to Settle Mutual Fund Fee Charges

Dec 20, 2024

According to FINRA, the firms failed to supervise whether clients could benefit from fee waivers or rebates on...

The WealthStack Podcast Schwab Alison Dooher

The WealthStack Podcast: Schwab’s Vision for Advisor Tech with Alison Dooher

Dec 20, 2024

A deep dive into the future of wealthtech with Schwab’s Alison Dooher, recorded live at the Schwab IMPACT...

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Focus Combines Two Partner Firms In Latest Consolidation

Dec 20, 2024

Adding the Dallas-based Brownlie & Braden Advisors to the Kansas City-headquartered Prairie Capital Management Group will help unlock a “key strategic market” for the latter firm.

WealthStack Roundup: Mariner To Use Catchlight To Accelerate Organic Growth

Dec 20, 2024

Plus, AI research from the CFA Institute on defined contribution plans and Interactive Brokers rolls out AI Commentary Generator.

Our Favorite WealthManagement.com Podcast Episodes of 2024

Dec 20, 2024

WealthManagement.com’s podcast hosts reveal which guests provided the most compelling insight over the past year.

Cetera Names Todd Mackay President of Cetera Wealth Management

Dec 20, 2024

The firm has also hired Christian Mitchell, chief digital and information officer at Northwestern Mutual, to take over Mackay’s responsibilities.

2024 RIA M&A Activity Sets Deal Record

Dec 19, 2024

Also, the fourth quarter became the most active quarter in history, with 78 reported deals, according to DeVoe & Company.

The Word on WealthTech for December 2024

Dec 19, 2024

F2 Strategy's co-founder provides his take on the most important wealth management technology news of the last month.

Orion Lands Deal to Acquire Summit Wealth

Dec 19, 2024

As part of the deal, serial entrepreneur Reed Colley will join Orion from Summit as president of its technology unit.

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.