Commissioned by the U.S. House Committee on Appropriations, the study confirms views that mandatory arbitration agreements imposed by fiduciary-bound RIAs can unfairly limit clients' ability to seek legal remedies against wrongful actors.
More than half of active buyers are walking away from potential deals for three primary reasons, according to a new Fidelity survey—and they all come down to self-awareness.
While markets have presented more challenges than opportunities over the last 18 months, the role of a financial advisor has never been more important—and both the demand for and access advice has never been greater.
