Focus CEO Rudy Adolf says the firm is well positioned to take advantage of a larger trend, where M&A activity is stronger among small and mid-sized RIAs.
Choreo, the Parthenon Capital–backed RIA created earlier this year from the liftout of RSM's wealth business, is acquiring Enso Wealth Management in its first deal since becoming a stand-alone company.
Our panel of industry experts explores when and why it may make the most sense for financial planners to include advice and insurance services in their menu of client services.
Moving into a new stage of growth, the $33 billion, partner-owned RIA has created a digital app to 'seamlessly' connect clients—with their advisors and with each other.
In the SEC proposal, RIAs would not be allowed to outsource to third parties unless they meet certain new requirements; some say the rule would be an extra burden for smaller advisors.
