RIA Edge

The program is an integrated part of the company’s existing platform to assist IARs in the states with rules on the books based on NASAA’s template for CE requirements.

After AdvicePeriod was acquired by Mariner Wealth Advisors, Katherine Simmonds left to start her own RIA with some help from tru Independence.

Sageview continues its focus on retirement and wealth with its Summit Financial Consultants acquisition.

Custody, financial services and fintech provider SEI names industry veteran Gabriel Garcia to lead development of technology suite for RIAs.

Insights gleaned from the WealthManagement EDGE Conference.

Boutique advisory firm Icon Wealth Partners will leverage Focus Financial’s M&A capabilities, industry experience.