RIA Edge

The latest Focus tuck-in adds $140 million in AUM and expands Buckingham’s Northwest presence.

Mackie & Waller Wealth Management Group joins Sanctuary via Cape Rock Private Wealth in eastern Missouri.

The acquisition adds $830 million in AUM and a new retirement plan division with $489 million in AUA.

The two global alternative asset managers have doubled down on their efforts to bring their products to the RIA channel, with hopes that their three-tiered strategy will resonate in the marketplace.

An SEC filing on Wednesday signifies that the RIA services provider still intends to go public, contrary to a report.

Tom Moran and his Naples, Fla.–based team sought to be fee-only and escape the constraints Wells Fargo placed on investment options and services he was able to offer his clients.

The firm sees an opportunity for RIAs to leverage its platform capabilities, technology and scale to accelerate growth, CEO Jamie Price says.

Thomas Barr joins Steward Partners Global Advisory following transition to multi-custodial Raymond James platform.

Sanctuary facilitated the tuck-in of The Alteri Group, a six-person Texas team fresh out of the wirehouse.