RIA News

The agreement to buy GM Advisory Group will add more than $6 billion in client assets to the NFP-owned RIA.

Carson Group replaced its chief technology officer with a four-person technology team as the firm moves to embrace AI-enabled efficiencies.

LPL's 'liquidity and succession' program aims to ease the economic burden of internal succession for practices, while capturing a larger share of the independent advisory market.

Pitcairn CEO Leslie Voth is passing the torch of the century-old firm to Andrew Busser in November.

Dealmaking in the RIA space picked up in the third quarter, a sign we're headed for a period of increased activity, according to DeVoe & Co.

NFP grew its wealth and retirement business in Utah, R&R left Avantax for Commonwealth, tru Independence launched its 4th firm of 2023 and Johnson Financial, LPL and Kestra all made announcements this week.

Hopkins is leaving Carson Group to be closer to home, but will remain a Carson partner and continue to lead the FinServ Foundation.

Front Barnett represents “one of many” anticipated wealth management acquisitions as Mesirow kicks off its new growth strategy.

Dakota Wealth, Mariner, Paragon, Cetera, tru Independence and Osaic all added advisors this week, while Berthel Fisher and Dynasty Financial Partners announced some executive changes.

Allianz said it has made a small number of changes to its distribution leadership structure “to better align with our strategic goals for new market growth.”