RIA News

Two leaders with different career paths, but a common theme: Joining principals who gave them the latitude to make an impact.

AlTi CEO Michael Tiedemann says his firm raised a “whopping $980,000” going public via SPAC, but it created a permanent path for the business.

Those advisors in the UHNW space without philanthropic planning services and understanding could be "left behind" by 2030, according to Daylight Advisors CEO Dien Yuen.

Opto is aiming to capture the RIA segment serving high-net-worth and ultra-high-net-worth investors.

Concourse Financial Group Securities will bring over 350 financial professionals overseeing about $4 billion in AUM to Cetera.

Proceeds from minority raise will fund growth for Dynasty.

Allworth's acquisition of George McKelvey Company in Manasquan, N.J. represents its sixth deal this year, bringing the RIA to 43 offices nationwide.

The firm has a growth equity investment from The 4100 Group Financial Services, the backer of several wealth and asset management firms.

The Cleveland-based MAI's acquisition of Halpern Financial is the firm’s eighth deal this year and its 40th since 2018.

The deal, expected to close in the fourth quarter of 2024, will bring Kovitz’s assets to nearly $30 billion.