We're pleased to announce that Registered Rep. is launching its very own Tweetup called Coffee Break under the hash tag: #regreptalks. Tweetups (also called Twitter chats) are online meetings, with virtual attendees gathering under the same hash...
Compliance conundrums are growing in the minds of financial advisors mulling independence. An Aite Group survey last spring found that 53 percent saw compliance as extremely challenging or very challenging to independence, compared to just 38...