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Industry News & Trends
Merit Financial Acquires $773M Pacific Northwest FirmMerit Financial Acquires $773M Pacific Northwest Firm

The addition of Roth Asset Management is the 30th deal since Wealth Partners Capital Group took a minority stake in December 2020.

byPatrick Donachie, Senior Reporter
Dec 17, 2024
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1 Min Read
LPL Financial Marc Cohen
RIA
LPL Promotes Marc Cohen to Managing DirectorLPL Promotes Marc Cohen to Managing Director
byDiana Britton
Dec 16, 2024
1 Min Read
Karl-Heckenberg-promo.jpg
RIA
Constellation Wealth Closes First Fund with $1B+ In CommitmentsConstellation Wealth Closes First Fund with $1B+ In Commitments
byPatrick Donachie
Dec 16, 2024
1 Min Read
Paul Atkins
Regulation & Compliance
How Paul Atkins Could Move SEC’s Enforcement Spotlight from Firms to IndividualsHow Paul Atkins Could Move SEC’s Enforcement Spotlight from Firms to Individuals
byPatrick Donachie
Dec 16, 2024
1 Min Read
Celebrity Estates Podcast Jim Thorpe Jo Carillo Alma Soongi Beck
Estate Planning
Celebrity Estates: Jim Thorpe, Native Americans and the Land Back MovementCelebrity Estates: Jim Thorpe, Native Americans and the Land Back Movement
byDavid H. Lenok
Dec 16, 2024
retirement planning succession planning clock
Career Moves
Solo RIAs Not Planning for Retirement Risk ExtinctionSolo RIAs Not Planning for Retirement Risk Extinction
Dec 16, 2024
1 Min Read
success-jump.jpg
RPA
How to Win More Retirement Plan Advisor RFPs
How to Win More Retirement Plan Advisor RFPs
Dec 16, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
Sallie Krawcheck gives a keynote address at Wealth Management EDGE in 2023.
WealthTech
Ellevest Will Be Run By Co-CEOs As Krawcheck Steps Down
Ellevest Will Be Run By Co-CEOs As Krawcheck Steps Down
Dec 13, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Clearstead president and CEO
Career Moves
$47B RIA Clearstead Names New President and CEO
$47B RIA Clearstead Names New President and CEO
Dec 13, 2024
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1 Min Read
byDiana Britton, Managing Editor
The Ten to Watch in 2025
Insights & Analysis
Meet the Ten to Watch in 2025
Meet the Ten to Watch in 2025
Dec 13, 2024
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11 Slides
byWealthManagement.com Staff
SEC seal
Regulation & Compliance
SEC Charges Former Advisor with Cherry-Picking
SEC Charges Former Advisor with Cherry-Picking
Dec 13, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
MarketCounsel M&A Panel
M&A
Aspirational Versus Strategic M&A
Aspirational Versus Strategic M&A
Dec 12, 2024
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1 Min Read
byDiana Britton, Managing Editor
Hightower office
RIA
Hightower Takes Stake in $800M Denver RIA
Hightower Takes Stake in $800M Denver RIA
Dec 12, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Ten to Watch 2025
Insights & Analysis
The Ten to Watch in 2025
Ten to Watch in 2025
Dec 12, 2024
+4
byDiana Britton, David Bodamerand 4 more
LPL Financial company sign
IBD
LPL Wins $540M Group from Osaic
LPL Wins $540M Group from Osaic
Dec 12, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
The Diamond Podcast for Financial Advisors Daymark Wealth Partners Mike Quin
Professional Development
The Diamond Podcast for Financial Advisors: Growing a $1B Business to a $4B Enterprise
The Diamond Podcast: Growing a $1B Business to a $4B Enterprise
Dec 12, 2024
byLouis Diamond, President
former Wipfli executive Paul Lally and MarketCounsel President Brian Hamburger at The MarketCounsel Summit
Career Moves
MarketCounsel Hires Paul Lally as Head of Business Solutions
MarketCounsel Hires Paul Lally as Head of Business Solutions
Dec 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
SEC seal building Washington DC
Regulation & Compliance
SEC: Fraudsters Used Fake Websites, Voice Software to Impersonate Reps
SEC: Fraudsters Used Fake Websites, Voice Software to Impersonate Reps
Dec 11, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Snowden Lane office
Career Moves
Snowden Lane Program Awards Retiring Advisors an Option to Cash In
Snowden Lane Program Awards Retiring Advisors an Option to Cash In
Dec 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
logo in a gray background |
RIA
Homrich Berg Lands $6.4B Maryland RIA
Homrich Berg Lands $6.4B Maryland RIA
Dec 11, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
401k real talk dec 11 2024
RPA
401(k) Real Talk Episode 133: December 11, 2024
401(k) Real Talk Episode 133: December 11, 2024
Dec 11, 2024
byFred Barstein, The Retirement Adviser University,
Robinhood's Steve Quirk (left) and TradePMR's Robb Baldwin at The MarketCounsel Summit.
RIA
TradePMR Bets on Referral Program, Tech in Robinhood Deal
TradePMR Bets on Referral Program, Tech in Robinhood Deal
Dec 10, 2024
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1 Min Read
byDiana Britton, Managing Editor
UBS doors
Wirehouse
UBS Reorganizes US Wealth Management Unit in Growth Push
UBS Reorganizes US Wealth Management Unit in Growth Push
Dec 10, 2024
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1 Min Read
byNoele Illien, Jeff Black
Lido Chicago.jpg
RIA
Lido Advisors Acquires $1.1B Los Angeles Firm
Lido Advisors Acquires $1.1B Los Angeles Firm
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Modern Wealth Management building
RIA
Modern Wealth Reels in Three Firms Totaling $500M
Modern Wealth Reels in Three Firms Totaling $500M
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
401(k) Real Chat with Prime Capital's Jania Stout and Fred Barstein
RPA
401(k) Real Chat: Jania Stout
401(k) Real Chat: Jania Stout
Dec 10, 2024
byFred Barstein, The Retirement Adviser University,
Trinity Financial Partners Merit Financial
IBD
Merit Financial Lands $603M Pennsylania Firm
Merit Financial Lands $603M Pennsylania Firm
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
The Lindsey-Trost Group of Steward Partners
RIA
West Coast Teams Combine Forces to Form $712M Steward Partners Firm
West Coast Teams Combine Forces to Form $712M Steward Partners Firm
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Choir co-founders Sonya Dreizler and Liz Gagnon
Diversity & Inclusion
Diversity Tech Platform Choir to Shutter at the End of 2024
Diversity Tech Platform Choir To Close at End of 2024
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Vanguard Group company sign
Career Moves
Vanguard Launches New Advice and Wealth Management Division
Vanguard Launches Advice, Wealth Management Division
Dec 10, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
SoFi building logo
Alternative Investments
SoFi Potentially Eying HNW Space with Latest Private Fund Options
The funds, including Cosmos, an SPV holding Space X, are available through SoFi’s partnership with Templum.
Dec 10, 2024
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1 Min Read
byElaine Misonzhnik, Senior Editor, Investments
morgan stanley
Regulation & Compliance
Morgan Stanley Fined $15 Million by SEC Over Adviser Theft
Morgan Stanley Fined $15 Million by SEC Over Adviser Theft
Dec 10, 2024
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1 Min Read
byNicola M. White
Jason Barber Uptick Partners Ten to Watch 2025
RIA
The Ten to Watch in 2025: Jason Barber
The Ten to Watch in 2025: Jason Barber
Dec 10, 2024
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1 Min Read
byDiana Britton, Managing Editor
Stephen Chen
RIA
Ten to Watch in 2025: Stephen Chen
Ten to Watch in 2025: Stephen Chen
Dec 10, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Caitlin Douglas
RIA
Ten to Watch in 2025: Caitlin Douglas
Ten to Watch in 2025: Caitlin Douglas
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter

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Larry Restieri and Bob Oros Hightower
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