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Wealth Enhancement Group

Wealth Enhancement Group Acquires NPH Practice Wealth Enhancement Group Acquires NPH Practice

Through the acquisition, Wealth Enhancement Group, which uses LPL for its brokerage business, helps the independent broker/dealer to retain another NPH team.

byDiana Britton, Managing Editor

Dec 6, 2017

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1 Min Read

Merrill Lynch Does Not Plan to Leave Protocol Agreement Merrill Lynch Does Not Plan to Leave Protocol Agreement

byMichael Thrasher

Dec 5, 2017

1 Min Read

UBS Withdraws from Broker Protocol Agreement UBS Withdraws from Broker Protocol Agreement

byMichael Thrasher

Nov 28, 2017

1 Min Read

Merrill Lynch Adjusts Comp Plan to Spur Growth, Entice Advisors to Stay for The Long Haul Merrill Lynch Adjusts Comp Plan to Spur Growth, Entice Advisors to Stay for The Long Haul

byMichael Thrasher

Nov 11, 2017

1 Min Read

A Merrill Lynch sign.

Merrill Lynch to Raise Pay for Top-Performing Brokers in 2018 Merrill Lynch to Raise Pay for Top-Performing Brokers in 2018

byElizabeth Dilts

Nov 9, 2017

1 Min Read

$1.5 Billion Independent Firm Jumps to Triad $1.5 Billion Independent Firm Jumps to Triad

byNicholas Ader

Nov 7, 2017

1 Min Read

scream scared

The Wirehouses Are Right To Be Afraid—Here’s Why.

The Wirehouses Are Right To Be Afraid—Here’s Why.

Independent Financial Group

Independent Financial Group Adds 10 Teams in NPH Fallout

Independent Financial Group Adds 10 Teams in NPH Fallout

byDiana Britton, Managing Editor

Morgan Stanley

Broker Protocol Administrator Delayed Public Notice of Morgan Stanley’s Exit

Broker Protocol Administrator Delayed Public Notice of Morgan Stanley’s Exit

byMichael Thrasher, Staff Writer

Questions Abound After Morgan Stanley Leaves Broker Protocol

Questions Abound After Morgan Stanley Leaves Broker Protocol

byMichael Thrasher, Staff Writer

SEC Seal

U.S. Shields Wall Street From MiFID Threat to Research Model

U.S. Shields Wall Street From MiFID Threat to Research Model

Wall Street

Wall Street Is Said Poised to Get Key SEC Reprieve on MiFID

Wall Street Is Said Poised to Get Key SEC Reprieve on MiFID

Wealth Management Industry Awards

Can the Independent Broker/Dealer Survive?

Can the Independent Broker/Dealer Survive?

byDiana Britton, Managing Editor

Pickering’s Computers at Harvard University

Flushing Bank Joins Cetera Financial Institutions

Flushing Bank Joins Cetera Financial Institutions

byDiana Britton, Managing Editor

Envestnet

Envestnet Broaches Brokerage Business With FolioDynamix

Envestnet Broaches Brokerage Business With FolioDynamix

byMichael Thrasher, Diana Britton

The Future of the Independent Broker/Dealer

The Future of the Independent Broker/Dealer

Girard Joins Cetera Advisor Networks as Super OSJ

Girard Joins Cetera Advisor Networks as Super OSJ

byDiana Britton, Managing Editor

Fidelity headquarters

H.D. Vest Drops First Clearing for Fidelity

H.D. Vest Drops First Clearing for Fidelity

byDiana Britton, Managing Editor

LPL Pays $325 Million for Jackson National B/Ds

LPL Pays $325 Million for Jackson National B/Ds

byDiana Britton, Michael Thrasher

Kestra poer

Another Insurance Firm Sheds Broker/Dealer

Another Insurance Firm Sheds Broker/Dealer

byDiana Britton, Nicholas Ader

Merrill Lynch

U.S. Audit Watchdog Fines PwC for Flawed Audit of Merrill Lynch Brokerage

U.S. Audit Watchdog Fines PwC for Flawed Audit of Merrill Lynch Brokerage

LPL CEO: DOL Will Create More Movement, Consolidation

LPL CEO: DOL Will Create More Movement, Consolidation

byDiana Britton, Managing Editor

brokertwilight

Stock-Broker Industry Enters the Twilight Years

Stock-Broker Industry Enters the Twilight Years

elderly-cane-disability-christopher-furlong-getty

Firms Better at Handling Suspected Elder Abuse, but Few Have Emergency Contacts

Firms Better at Handling Suspected Elder Abuse, but Few Have Emergency Contacts

byWealthManagement.com Staff

wellsfargo

Wells Fargo Ups Recruitment Bonuses to Grow Brokerage Ranks

Wells Fargo Ups Recruitment Bonuses to Grow Brokerage Ranks

RBC Wealth Management US

RBC, Others To Capitalize On Merrill’s Aversion To Big Recruitment Bonuses

RBC, Others To Capitalize On Merrill’s Aversion To Big Recruitment Bonuses

byMichael Thrasher, Staff Writer

Merrill Lynch Stops Outsized Recruitment Bonuses For Top Brokers

Merrill Lynch Stops Outsized Recruitment Bonuses For Top Brokers

byMichael Thrasher, Staff Writer

A Merrill Lynch sign.

Merrill Lynch Reveals New Plan For Commission-Based IRAs

Merrill Lynch Reveals New Plan For Commission-Based IRAs

byMichael Thrasher, Staff Writer

LPL's Assets, Advisor Headcount Suffer on High-Profile Departures

LPL's Assets, Advisor Headcount Suffer on High-Profile Departures

byRyan W. Neal, Associate Editor

Raymond James building

Jay Peak Settlement Brings Down Profits in Raymond James’ Brokerage

Jay Peak Settlement Brings Down Profits in Raymond James’ Brokerage

byDiana Britton, Managing Editor

IBD Report Card 2017 cover

The 2017 Independent Broker/Dealer Report Card

The 2017 Independent Broker/Dealer Report Card

byDiana Britton, Managing Editor

empty road

Delay or Not, IBDs Moving Toward a Fiduciary Future

Delay or Not, IBDs Moving Toward a Fiduciary Future

byDiana Britton, Managing Editor

Businessman chess finance

Are Brokerages Moving Away From Rep as PM Models?

Are Brokerages Moving Away From Rep as PM Models?

byDiana Britton, Managing Editor

succession key picasso

Advisor Group's Jamie Price Looks to Solve Advisors' Succession Planning Problem

Advisor Group's Jamie Price Looks to Solve Advisors' Succession Planning Problem

byDiana Britton, Managing Editor

United Planners White Papers

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