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What does the National Football League have to do with running a broker/dealer? "You play long enough, you're going to get hurt," said Mitchell Littman, founding partner of law firm Littman Krooks, during the Foundation for Accounting Education's Broker/Dealer Conference.

Diana Britton, Moderator, Managing Editor

June 1, 2011

1 Min Read
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Diana Britton

What does the National Football League have to do with running a broker/dealer? "You play long enough, you're going to get hurt," said Mitchell Littman, founding partner of law firm Littman Krooks, during the Foundation for Accounting Education's Broker/Dealer Conference. In other words, broker/dealers are eventually going to come up against customer arbitrations and litigation, especially in these frothy markets. That's just part of playing the game. — DB

About the Author

Diana Britton, Moderator

Managing Editor, WealthManagement.com

Diana Britton is the Managing Editor of WealthManagement.com, covering covering independent broker/dealers and RIAs from all angles. She's also the host of The Healthy Advisor, a podcast focused on advisor health and wellbeing. A native of Los Angeles, she now lives in Rocklin, Calif.

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