Tom Embrogno

Principal, Docupace Technologies

Tom Embrogno is a principal of Docupace Technologies. Previously, he brought to market the first cloud-based SEC/FINRA compliant supervisory and storage system that satisfies SEC rules 17a3 and 17a4, and has a background in information technology, cyber security and investment banking.

Docupace Technologies

Tom’s Recent activity

What to Look for in a Technology Platform

Dec 30, 2016

The key factors to consider when deciding on a technology platform, including compliance, auditing and security.

The Long-Term Benefits of Integrated Technology

Dec 21, 2016

For advisors, a full suite of technology services is more beneficial than single "point" solutions.