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The series D round brings the custodian’s total funding to more than $290 million; investors include PE firm Adams Street and RIA leaders Ron Carson and Marty Bicknell.
Nexus Strategy's Tim Welsh describes the subtle yet dramatic changes happening in the independent wealth space that will shape the industry going forward.
The investigations by state regulators looked into Robinhood's compliance shortfalls and more, spanning years, according to a Texas consent order and the North American Securities Administrators Association.