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Corporate IAR vs Independent RIA… It’s All About Choice.Corporate IAR vs Independent RIA… It’s All About Choice.
RIA vs. IAR: Untangling the Fee-Based Knot
March 1, 2018
1 Min Read
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Sponsored by United Planners Financial Services
Sponsored by United Planners Financial Services
Advisors have options when it comes to structuring the fee-based side of their practice. Should they choose to be an Independent RIA or an investment advisor representative (IAR) through a broker-dealer’s RIA? The right choice depends on several factors, from the need for independence and flexibility to the amount of compliance and regulatory responsibility the advisor wants to take on.
Read this white paper to learn more about how to make the right choice in structuring the fee-based side of your practice.