The latest in Financial Advisor research and tools that can help your practice.
WMIQ provides unparalleled access, intelligence and understanding of the wealth management market.
Three out of four wealthy women are looking or thinking of looking for a better financial advisor, said Susan Hirshman, a former advisor and author, who spoke at the Investment Management Consultants Association’s conference in New York Monday.
Relationships with clients and the experience clients have with financial advisors and their companies have, of course, always been critical to success in wealth management. But since the financial crisis, firms have been ramping up their focus on...
LPL Financial, independent broker/dealer powerhouse, has not been recruiting as many financial advisors as it would like. So said Chief Executive Mark Casady on a conference call with analysts Tuesday to discuss the firm’s earnings report...
UBS Wealth Management Americas added client assets and (a handful of) advisors in the fourth quarter, cushioning the blow from steep legal costs that resulted in a pre-tax loss of $34.6 million. That is a slight improvement from a loss of $49...
LPL reported higher revenue and adjusted profit numbers for the fourth quarter Monday, as the acquisition of an advisor network boosted assets and advisors at the firm. LPL is the parent company for LPL Financial, the country’s largest...
During times of market trouble, investors have often turned to steady income-generating bonds. But UBS Wealth Management says that will change in the coming decade.
While the big guns have been battling it out in the war for assets by lowering fees, some lesser-known players are stealing market share from under their noses.
Storms blew across America. But in the balmy climes of San Diego, FAs were upbeat and partied down (ahem, studied and worked) at the TD Ameritrade annual conference.
It was a good quarter for Ameriprise’s Advice & Wealth Management segment. It posted total revenue of $1.03 billion, a record, up 15 percent year over year. Pre-tax operating earnings of $90 million were up 157 percent from a year earlier.
