Trends in Wealth Advisory industry highlight the need for an integrated approach to client and compliance management.
This is video of the conversation between Laxmi Ramanath CEO of La Meer Inc., and Ben Marzouk, attorney at Eversheds Sutherland, on the need for integration between client and compliance management and the multiple areas of compliance that are the key areas of focus for SEC and FINRA examinations in the coming months.
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