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NASAA President Mike Pieciak
Regulation & Compliance
State Regulators Urge Heightened Supervision of Inverse, Leveraged ETFsState Regulators Urge Heightened Supervision of Inverse, Leveraged ETFs

Although most broker/dealers have policies and procedures in place to address these products, firms need to improve the suitability review and add more controls around holding periods, NASAA says.

byDiana Britton, Managing Editor
Aug 1, 2019
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2 Min Read
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'Wealth Work' in Demand'Wealth Work' in Demand
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WealthTech
Orion Integrates With HSA ProviderOrion Integrates With HSA Provider
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