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DOL Fiduciary Rule

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straddling line crossroads

Keeping Plan Sponsors on the Right Side of the Education Versus Advice Line Keeping Plan Sponsors on the Right Side of the Education Versus Advice Line

The DOL fiduciary rule provides guidance on the education versus advice question.

Dec 14, 2016

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4 Min Read

FiduciaryHiddenGem

Business Planning

Hidden Gems: Anything to Treasure in DOL’s Fiduciary Rule?Hidden Gems: Anything to Treasure in DOL’s Fiduciary Rule?

byLynn Brackpool Giles

Nov 28, 2016

4 Min Read

US Department of Labor fidcuiary rule

There’s No Getting Out Of Fiduciary Duties There’s No Getting Out Of Fiduciary Duties

byDavid Trainer

Nov 22, 2016

7 Min Read

Estate Planning

Republican House Finance Chair Plans to Kill DOL Rule Republican House Finance Chair Plans to Kill DOL Rule

byThomas Seubert

Nov 19, 2016

1 Min Read

401(k) Plans, The Fiduciary Rule and You: A Plan Sponsor’s Guide to ETFs 401(k) Plans, The Fiduciary Rule and You: A Plan Sponsor’s Guide to ETFs

Nov 14, 2016

5 Min Read

Trump victory speech

Regulation & Compliance

Fiduciary Rule Likely to Survive Trump Presidency Fiduciary Rule Likely to Survive Trump Presidency

Nov 10, 2016

4 Min Read

More from DOL Fiduciary Rule

US Department of Labor

Regulation & Compliance

The Future of Third-Party Asset Managers in a Post-DOL World

The Future of Third-Party Asset Managers in a Post-DOL World

byGreg Luken, founder and CEO

LPL Makes More Changes to Prepare for DOL Rule

LPL Makes More Changes to Prepare for DOL Rule

byDiana Britton, Managing Editor

Why the fiduciary rule isn't as bad

Regulation & Compliance

Say What? Why the Fiduciary Rule Isn’t As Bad As We Thought

Say What? Why the Fiduciary Rule Isn’t As Bad As We Thought

byMorrison Shafroth

DOL building

Regulation & Compliance

The First Set of DOL FAQs, Explained

The First Set of DOL FAQs, Explained

byDiana Britton, David H. Lenok

Why the fiduciary rule isn't as bad

Regulation & Compliance

What’s an Advisor’s ‘Fiduciary Responsibility’ Really Worth?

What’s an Advisor’s ‘Fiduciary Responsibility’ Really Worth?

byMorrison Shafroth

Financial Planning

Morgan Stanley to Keep Commission-Based IRAs for Wealth Management Customers

Morgan Stanley to Keep Commission-Based IRAs for Wealth Management Customers

Commonwealth Building

Commonwealth to Eliminate Commission-Based Products in Retirement Accounts

Commonwealth to Eliminate Commission-Based Products in Retirement Accounts

byThomas Seubert

Walt Bettinger Bernie Clark Schwab IMPACT 2016

The New Challenge for RIAs: To Re-Differentiate Themselves

The New Challenge for RIAs: To Re-Differentiate Themselves

byDiana Britton, Managing Editor

US Department of Labor

Regulation & Compliance

T-Minus Six Months Until the DOL Rule

T-Minus Six Months Until the DOL Rule

byAnthony M. Stich

Nationwide insurance

Industry News & Trends

Nationwide to Acquire Jefferson National

Nationwide to Acquire Jefferson National

byRyan W. Neal, Associate Editor

banking finance money

Regulation & Compliance

Reduce to Comply: How Regulatory Requirements and Service Standards Will Affect Your Practice Size

Reduce to Comply: How Regulatory Requirements and Service Standards Will Affect Your Practice Size

byMatthew Reynolds

eMoney advisor summit

eMoney Focuses on DOL Compliance

eMoney Focuses on DOL Compliance

byRyan W. Neal, Associate Editor

U.S. Department of Labor sign

Industry News & Trends

Common Advisor Myths about the DOL Fiduciary Rule

Common Advisor Myths about the DOL Fiduciary Rule

byMatt Matrisian, SVP, Strategic Initiatives

Industry News & Trends

DOL Lawsuit Goes Shopping for a Forum 2016-09-16

DOL Lawsuit Goes Shopping for a Forum

byDavid H. Lenok, Senior Editor

department of labor

Five Steps Plan Sponsors Can Take Now to Prepare for Final DOL Fiduciary Ruling

Five Steps Plan Sponsors Can Take Now to Prepare for Final DOL Fiduciary Ruling

sit in

Estate Planning

DOL Rule Lives On, As House Fails to Pass Override Veto

DOL Rule Lives On, As House Fails to Pass Override Veto

byThomas Seubert

The DOL Fiduciary Rule: Compliance and Managed Account Technology

The DOL Fiduciary Rule: Compliance and Managed Account Technology

Regulation & Compliance

Obama Vetoes Resolution to Kill DOL Rule; New Lawsuit Filed

Obama Vetoes Resolution to Kill DOL Rule; New Lawsuit Filed

byDiana Britton, Managing Editor

Industry News & Trends

Annuities Group Files Suit to Stop DOL Rule

Annuities Group Files Suit to Stop DOL Rule

byDiana Britton, Managing Editor

Lawsuit Argues DOL Overstepped With Fiduciary Rule

Regulation & Compliance

Lawsuit Argues DOL Overstepped With Fiduciary Rule

Lawsuit Argues DOL Overstepped With Fiduciary Rule

byDiana Britton, Managing Editor

Breaking Down the Fiduciary Rule, Part Three: Why Are These Changes Being Made?

Regulation & Compliance

Breaking Down the Fiduciary Rule, Part Three: Why Are These Changes Being Made?

Breaking Down the Fiduciary Rule, Part Three: Why Are These Changes Being Made?

byRyan W. Smith

Breaking Down the Fiduciary Rule, Part One: Fiduciary Versus Suitability Standard

Regulation & Compliance

Breaking Down the Fiduciary Rule, Part One: Fiduciary Versus Suitability Standard

Breaking Down the Fiduciary Rule, Part One: Fiduciary Versus Suitability Standard

byRyan W. Smith

Fiduciary Rule Won't Solve Retirement Savings Crisis

Fiduciary Rule Won't Solve Retirement Savings Crisis

Fiduciary Rule Won't Solve Retirement Savings Crisis

byMark Miller, Product Manager

President Obama Sen Elizabeth Warren and Labor Secretary Thomas Perez held a press conference in February 2015 announcing the revival of the fiduciary

AARP Helped Obama Thwart Wall Street on Tougher Broker Rule

AARP Helped Obama Thwart Wall Street on Tougher Broker Rule

byRobert Schmidt and Silla Brush | Bloomberg

SIFMA one of the biggest opponents of the DOL39s fiduciary rule still has concerns about the final rule

Regulation & Compliance

SIFMA: DOL Rule Is “Exceedingly Prescriptive”

SIFMA: DOL Rule Is “Exceedingly Prescriptive”

byDiana Britton, Managing Editor

Did the DOL Gut the Fiduciary Rule, or Save It?

Regulation & Compliance

Did the DOL Gut the Fiduciary Rule, or Save It?

Did the DOL Gut the Fiduciary Rule, or Save It?

byDavid Armstrong, Executive Director, Content and User Engagement at WealthManagement.com

Labor Secretary Thomas Perez singled out robo advisor Wealthfront as a firm building its business with a clientrsquos interest in mind

Tech Firms Are Both Catalyst and Beneficiary of DOL Fiduciary Rule

Tech Firms Are Both Catalyst and Beneficiary of DOL Fiduciary Rule

byRyan W. Neal, Associate Editor

The Final DOL Fiduciary Rules at a Glance

Regulation & Compliance

The Final DOL Fiduciary Rules at a Glance

The Final DOL Fiduciary Rules at a Glance

byDavid H. Lenok, Senior Editor

LPL, Primerica Rally on Weaker Than Expected Fiduciary Rules

LPL, Primerica Rally on Weaker Than Expected Fiduciary Rules

LPL, Primerica Rally on Weaker Than Expected Fiduciary Rules

byKatherine Chiglinsky and Zeke Faux | Bloomberg

DOL Releases Final Fiduciary Rule

Regulation & Compliance

DOL Releases Final Fiduciary Rule 2016

DOL Releases Final Fiduciary Rule

byDiana Britton, David Armstrong