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Despite short-term stock market volatility, lower revenues and compressed profit margins, the long-term growth prospects of the independent registered investment advisory industry are strong. In fact, 84 percent of advisors expect their firms to...
The SEC's Joan McKown, the longtime chief counsel of the Division of Enforcement, will depart the agency to become a partner in the Washington office of the law firm Jones Day. During Ms. McKown's 24-year career at the SEC, she has played a key...
