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SIFMA expects a DOL fiduciary proposal in the second quarter of this year, renewing the industry’s concern over the possible legislation, which the organization says is contrary to the SEC’s.
With LinkedIn’s new look comes new functionality. If you have the updated version of LinkedIn, you now have the ability to run an advanced search on your connection’s connections.
The truth is, LinkedIn didn’t openly advertise this featur...
A former broker’s case against FINRA was dismissed by the United States Court of Appeals Wednesday, but the case just goes to show that bad firms can come back to bite financial advisors, even if they had nothing to do with it...