Practice Management

Lately, registered representatives at FINRA registered broker dealer firms seem to be quickly heading for the doors to join RIA firms.

You may discuss your clients’ mortgage, monthly payments and home equity only briefly, and perhaps enter the data into a box on their financial planning questionnaire, never to be revisited again. But ignoring this portion of a client&rsquo...

Stock picking = monkey business? | Copyright Keystone, Getty Images Forget picking stocks and stick to passive, index-based funds, says Princeton University professor Burton Malkiel on ETFFunds.com. “A blindfolded monkey could select a portf...

Investors could be losing 10 to 15 percent of their potential retirement savings because of conflicted advice from brokers, according to a memo written by White House economic advisors that could galvanize presidential support for new rules...

LinkedIn’s Advanced Search function is powerful, like a souped-up Corvette. The irony is that most advisors drive this Corvette like a grandmother

Three ways to build and maintain relationships with your millennial family clients

The wealthier millennials are, the less likely they are to fire their parents' advisors, according to new reserach from TD Ameritrade. About two-thirds of high-net-worth millennials who are already using their families’ advisor have no plans on c...