Practice Management

Jeremy Pruitt is preparing his players for life after football.

A cottage industry to help advisors comply with the rule is already cropping up, the latest coming from La Meer.

Some careful consideration can save them stress and money

Now that legal scholars have picked over the SEC’s Reg BI rule, they say changes from earlier drafts significantly weaken standards governing investment advisors and lower protections for RIA clients.

Want to develop trust and stand out among your peers? Develop meaningful emotional connections with your clients.

IFS said it fired the banker, which it only identified as "one of IFS Securities' most trusted senior employees."

Successful financial advisors know what their clients really think about them. Period. With that in mind, we talked to Ken Rupert, a telecommunications engineer who also runs The Financial Black Belt Academy, a Hampstead, Md.-based startup, about...

The redesigned CFP education program is aimed at keeping busy professionals on track to pass the exam.