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Allegedly, James Heafner of Taylor Capital Management invested funds from five retirees with a company charged by the SEC with defrauding thousands of investors.
Advisor Legacy hopes to fill the gap between practice-listing marketplaces and in-house succession-planning departments at broker/dealers and custodians.
Holistiplan co-founder Roger Pine describes the dynamics of trying to balance providing tax guidance and not unwittingly competing against potential CPA referral sources.
