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In what many characterize as a retreat from a move toward more transparency, consumers will no longer be able to find an advisor’s compensation model on the board’s public-facing website.
Wake Forest University and Kaplan will begin offering designation and other courses aimed at financial services professionals at the university's new fintech hub in Charlotte, N.C.
UBS and Bloomberg are pushing the success of 'Girls Take Wall Street' past Manhattan and into other major cities, such as Sao Paulo, Zurich and Johannesburg.
The commission said Wells Fargo failed to properly train and oversee brokers and advisors who didn't understand the ETF was not designed for long-term buy-and-hold investors.
