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The commission said Wells Fargo failed to properly train and oversee brokers and advisors who didn't understand the ETF was not designed for long-term buy-and-hold investors.
A lot can be learned listening to clients' experiences working with financial advisors—good and bad. We talked to Brooke White of the Bronx, N.Y., who works as senior director of college access programs for low-income students at an educational...
The firm has developed a new program to prepare recent graduates and career changers for its formal advisor training program, with an emphasis on financial planning.