Practice Management

Riskalyze might have killed in-person conferences with its virtual 'Fearless Week.'

Size is not a prohibitive barrier to achieving the successful practice of D&I. What matters most is our willingness to make ourselves uncomfortable initially, and act in new ways that produce far more diverse and inclusive results and that help us...

Some advisors report that few clients have asked any questions resulting from the new disclosure document, leading them to wonder if they are reading it at all. 'I think people might just be a little bit numb to the amount of disclosures.'

The SEC says SCF’s corporate RIA failed to self-report the violations during its Share Class Selection Disclosure Initiative.

In a conversation during Riskalyze Fearless Week, Docupace CEO David Knoch also spoke about the new DOL rule and the need for trackable documentation for firms' Form CRS.