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The charges against the executives of LJM Funds Management and LJM Partners claim they failed to inform investors about potential losses. The funds later suffered a $1 billion loss.
The SEC sued the promoters for advertising the merit’s of BitConnect’s “lending program” in 2017 by creating testimonials on YouTube, sometimes multiple times a day
The rule filing would have made several changes to the regulatory agency's expungement process, including establishing "specialized arbitration panels" for such requests.
Speakers during the closing session of the group's Private Client Virtual Conference this week also detailed the legislative prospects for the PRO Act, which could limit IBDs' contractor status.
Due to the coronavirus, everyone has experienced some sort of loss. Do what you can to recognize and respond to your clients’ experience on the emotional level, and assist with the financial aspects of what they would like to do about it.
Keil Financial Partners' Jeremy Keil details how he’s been able to double his firm’s size over the past two years using external lead-generation services.
