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The 44-page document details the SEC’s assessment of one of the most remarkable periods of the pandemic economy, when retail traders took on Wall Street and sent shares of GameStop and other meme stocks into the stratosphere.
The Labor Department’s proposed rule would remove obstacles for fiduciaries to consider ESG issues in investments, with one public policy expert expecting it to be finalized by early 2022.
This is the time of year to professionalize your RIA's marketing with a view to engaging target audiences and capturing specific areas of that engagement as value, preferably in ways that can be measured.
Greg Franks shares the story of his own leap to independence in 2011 from a ranking position at Merrill to the role of managing partner, president and COO of Snowden Lane Partners.
