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Jerry Lombard, president of Janney’s Private Client Group, talks about the regional firm’s exponential growth over recent years, and how its unique balance of freedom and flexibility makes the employee model an attractive alternative for advisors...
If you’re considering changing firms, choosing the right partner to drive your practice forward is an important decision. Here are the top six factors to help you make the right decision.
Prior to making the leap to our family business, I struggled with a dilemma common to next-gen businesspeople; I was both excited yet worried about the complex interpersonal dynamics that would be at play.
New Mexico follows Pennsylvania, Kentucky and Mississippi in finalizing rules on annuity sales based on the National Association of Insurance Commissioners’ 2020 model rule.
The Lincoln, Neb.–based RIA failed to disclose that it would benefit from revenue-sharing payments when clients invested in certain mutual fund share classes, and it will pay $4.6 million in restitution and penalties.
