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The order concerning New Harbor Financial Group's recommendation of an inverse leveraged ETF comes several months after the commonwealth secretary announced an investigation into b/ds distributing single-stock ETFs.
Model portfolios are an increasingly popular way for advisors to reduce the time needed to manage individual client portfolios. This way, advisors can spend more time growing their overall practice while providing existing clients with the...
A strong technology partner has a symbiotic relationship with wealth managers and shared goals for progressing their businesses. There should also be an understanding of the specific needs of those businesses, such as knowledge of local...
Once again, the DOL could put the employment status of independent broker/dealers in jeopardy. FSI President Dale Brown questioned whether the department gave enough attention to feedback from the industry when formulating the proposal.
Employers focused on whether employees can perform essential job functions remotely may not yet have examined other, critical components of a remote workforce.
