Practice Management

Knowledge of the Palm Beach market place, JD preferred. Six figure plus compensation...

Florida East Coast bank seeks BDO with $400 - 700,000 recurring fee production. Excellent incentive plan. 120 - 140,000 base.

Please contact Robert Andrews & Co. at at (813) 792-0000 or via Fax at (813) 920-3756.

Southeast (very rural). Small trust department seeks well rounded Trust Officer. $60 - 70,000 base plus incentives.

Please contact Robert Andrews & Co. at (813) 792-0000 or via Fax at (813) 920-3756.

Florida (Naples) bank needs $300 - 600,000 recurring fee producer. $90 - 120,000 base plus strong incentive pay program.

Please contact Robert Andrews & Co. at (813) 792-0000 or via Fax at (813) 920-3756.

Southeast. Trust department seeks T.I.O. with equity and portfolio management experience. Must have excellent customer relation skills. $80,000 - 110,000 base plus incentives...

Any rep or branch office manager who has been disciplined by the NASD can attest to the organization's zealous dedication to enforcement. However, a recent SEC report shows that the NASD is far less enthusiastic about policing itself despite the...

The good news for high-net-worth hunters: A large subset of affluent clients self-directed investors tend to be nonplussed by their current advisory relationship. The bad news: Inertia has a strong pull on this group. According to a recent report...

One of the few aspects of the securities industry to escape significant regulatory intervention so far is the sale of variable annuity products. But that is about to change. The NASD, responding to a complaint filed by the Massachusetts Securities...

Arbitrations are designed to be the final word in disputes between investors and the firms and reps that serve them. Thus, it is not surprising that when an NASD arbitration panel hands down a ruling, it measures its words carefully. Very...