Will the regulatory push for a uniform fiduciary standard die on the vine? Brokers may not be best equipped to predict regulatory outcomes, but most of them do not expect such a standard to be implemented, according to survey results released...
Family teams are common in the wealth management industry and getting more so. Hiring family members can be an easy solution to finding a trustworthy partner and a successor. But there are drawbacks.
Think the CFP Exam is Hard? Just wait until next year. Why the designation is worth the cost and effort.
How will new financial regulations wending their way through Congress affect individual retail financial advisors and broker/dealers, independent or otherwise?
Dialing for dollars is not dead. In fact, no may be the best time to give the strategy a shot.
Fudging your expense records has regulatory consequences.
Becoming a knowledge worker is no easy task, but the reward is that you will double or triple your productivity.
