Over the last 18 months there has been a significant shift in the “process” of recruiting in three different tiers of the world of wealth management. The wirehouses, regionals and hybrid RIA’s (think HighTower, Focus, Dynasty)...
What’s behind the lack of women in the industry and how we can get more in the ranks
Financial technology start-up OpenFin recently nabbed a $4 million round in venture capital in March. We talked with co-founder and CEO Mazy Dar about his plan to offer an alternative to desktop terminals like Bloomberg’s by allowing...
A looming advisor shortage and a limited pool of prospects means retaining advisors is the top job for many managers. Here's how to spot, and keep, talent on the brink of jumping ship.
