Client Relations

RIAs charged by SEC over excessive fees, financial illteracy persists and an Oregon advisor is accused of a Ponzi scheme.

Even your savviest car-buying clients should avoid these missteps at the dealership.

Financial bloggers debate missing ETFs, portfolios with an active tilt outperformed in 2017 and advisors may no longer be able to deduct client lunches.

Sudden loss of wealth increases chances of death, advisors who use social media are gaining clients from it and DriveWealth raises $21 million.

It protects them in financial and non-financial ways.

Millennials’ comfort with technology may actually make them more vulnerable to scammers.

Bryan Loew breaks down the nuances of the loans, who the borrowers are, what they are using the money for, and the risks to both clients and lenders.

With an increasing number of advisors leaving Goldman Sachs, it’s time to take notice and understand why.

We are at our best as educators and space-makers for a deeper engagement with the financial world, and all our work with our clients should spur on hope.