Careers

It’s time to recognize the role that financial wellness plays in our overall well-being — and to take charge.

It can disappear in an instant. | Enrique Ramos Lopez/iStock/Thinkstock From July 2014 to July 2015, 45 percent of the ultra-wealthy in the United States lost some of their fortune, according to Wealth-X. Eleven percent said they lost more...

The undaunted goalkeeper and wealth manager share the same tortured existence.

Every financial advisor should be striving to be exceptional in the eyes of their affluent clients and COIs.

Mario Tama/Getty Images There’s been a great deal of excitement in the past year over the legalization of same-sex marriage nationwide. But there are still a number of places where same-sex couples are barred from marrying without the invo...

While FINRA considers revamps to its Series 7 exam, some say the tests are outdated barometers of competency in an industry that has changed.

Should an advisor continue to serve clients while running an OSJ, or choose a path? Our panel of experts weighs in. 

The emotional and financial freedom many advisors have been waiting for is set to arrive in early 2016. That’s when the notes attached to many retention packages—offered in the wake of the 2009 financial crisis to more than 5,000...

People on the move. Wells Fargo Advisors may be saying publicly it’s pleased with the arrangement it entered with Credit Suisse to recruit its 250 advisors, but $8 billion in assets have already flown the coop. Morgan Stanley announced Fri...